Institutional Sales and Trading

Westlake Securities Equity Capital Markets Group provides unique insight into a select group of companies. Our focus group is developed through extensive research and due diligence. We introduce these selected companies via road shows and management meetings to a worldwide group of institutional clients. The relationships developed with these companies help provide substantial depth of liquidity in their stocks.

Westlake delivers agency-only execution of domestic and international securities. Using the most sophisticated trading software, our seasoned traders provide superior results while insuring anonymity for our clients. We also have extensive experience trading large blocks of illiquid stocks.

Penson Financial Services, Inc. (NasdaqGS: PNSN) is Westlake Securities' clearing broker. Penson is based in Dallas, Texas and has been operating for over 13 years. For more information please visit www.pensonus.com.

Westlake Securities, LLC is a member of FINRA and SIPC.